Compliance visits are mandatory for both audit and non-audit firms and receiving notification of the monitoring visit can be very stressful time for a firm.
Firms need to pass to ensure they stay on the right side of regulation as failure to pass will attract unwanted attention from the Institute and potential regulation and disciplinary issues. Preparation is key and knowing what is involved will assist firms to prepare, so let OmniPro Practice Support guide you through the process with this 1 hour online course covering the following topics:
- Topic 1: An Overview of the Monitoring Process
- Topic 2: The Whole Firm Review Process and Top issues in the whole firm
- Topic 3: Anti-Money Laundering Review
- Topic 4: Top Audit File Issues
- Topic 5: The Post Monitoring Process
CPD Course Facilitator:
Neill Doran: Practice Support Executive, OmniPro
The newest member of Omnipro’s Practice Support team, Neil brings on board 12 years of accountancy experience, including IFRS and FRS 100-102 financial reporting for small subsidiaries and charities right through to large listed entities in Ireland and the UK. He is currently analysing the new auditing standards requirements for OmniPro’s online information products, CPD events and the creation of our micro-entity audit work programme for ARC – the Accountant’s Resource Centre.