PresenterColm Owens & Lindsay Webber
In this session Colm & Lindsay looked at the particular requirements of auditing and reporting on regulated entities. Through their experience they have identified the key audit requirements and key areas of weakness when dealing with regulated entities,
In this session Colm Owens & Lindsay Webber covered:
• PSRA reporting and key requirements
• The Law Society Report and key requirements
• Central Bank regulated entities and key reporting requirements
Regulated entities are of key focus in any monitoring visit and it is important that reporting requirements are met to ensure compliance. It is important that firms have the competency to undertake work on regulated entities.
This session will help you in identifying the reporting requirements and the work needed to ensure you fulfil your duty to the relevant regulator.
Knowing the key areas of weakness and establishing the reporting requirements is of great benefit to all firms to ensure compliance matters are addressed. This session will help you achieve that.
CPD Course Speakers:
Colm Owens – OmniPro Practice Support
As a member of our Practice Support team, Colm’s focus is on helping practices achieve on-going best practice compliance, prepare for monitoring visits and assist with post-monitoring visits follow-ups.
Having spent the 6 years prior to joining OmniPro as a quality reviewer with Chartered Accountants Ireland Colm has a unique insight into how firms operate, the challenges facing firms and how firms are responding to current issues facing them and the profession.
Lindsay Webber – OmniPro Practice Support
As a member of our Practice Support team, Lindsay’s focus is on helping practices achieve on-going best practice compliance, prepare for monitoring visits and assist with post-monitoring visits follow-ups.
Lindsay is a qualified Chartered Accountant and trained with KPMG in Johannesburg. She has over six years external audit experience along with over six years academic experience specialising in Audit and Financial Accounting.